Disclosures

This page sets out the disclosures applicable to use of this website and to any engagement with Securities-Backed Lending. It is to be read in conjunction with the Terms of Use and the Privacy Notice.

1. No offer or solicitation

Nothing on this website constitutes an offer to sell, or the solicitation of an offer to buy, any security, any financing transaction, or any other instrument. The information contained on this website is provided for general informational purposes and is not directed at any specific recipient. No content on this website should be construed as investment advice, legal advice, tax advice, or any other form of regulated advice.

2. Institutional counterparties only

The services described on this website are made available only to institutional counterparties of appropriate sophistication, scale, and regulatory standing — including controlling shareholders, founders, family offices, public corporates, and sophisticated single-stock holders. The services are not made available to retail investors. By engaging with the firm through the channels described on this website, the enquirer confirms that the enquiry is made on behalf of a qualifying institutional counterparty.

3. Jurisdictional restrictions

This website is not directed at, and the services described are not offered to, any person located in any jurisdiction where the publication or availability of such information, or the offering of such services, would be unlawful. By accessing this website, the visitor represents that they are entitled to do so under the law of the jurisdiction from which they are accessing it. The firm reserves the right to decline any enquiry from any jurisdiction at its sole discretion.

4. Regulatory framework

The firm acts as an introducer and arranger of securities-backed financing transactions. Activities requiring a regulatory licence are conducted through, or in collaboration with, entities holding the appropriate licence or registration in the relevant jurisdiction. The firm does not hold itself out as a regulated investment manager, investment adviser, deposit-taking institution, or full-service securities firm except to the extent expressly stated in writing at the point of engagement.

5. Risk warnings

Securities-backed lending transactions involve material risks, including but not limited to: (a) market risk in the underlying pledged securities, which may result in a margin call, partial liquidation of pledged shares, or, in non-recourse structures, transfer of pledged shares to the lender; (b) liquidity risk in the underlying market, which may affect the ability to recover the position on repayment; (c) counterparty risk in the lending counterparty and the custodian; (d) regulatory and disclosure risk, including the obligation to disclose certain positions and transactions under applicable beneficial-ownership regimes; (e) tax risk, including the possibility that the transaction may be characterised differently for tax purposes than for legal or accounting purposes; and (f) corporate-action risk in the underlying issuer.

Past performance of any underlying security or market is not indicative of future results. No representation is made that any structure described on this website is suitable for any particular shareholder or transaction. Each enquirer should obtain independent legal, tax, and accounting advice before entering into any transaction.

6. Forward-looking statements

This website contains forward-looking statements regarding the firm, its services, and the markets in which it operates. Forward-looking statements are inherently subject to risks and uncertainties, and actual results may differ materially. The firm does not undertake to update any forward-looking statement.

7. No warranty

The information on this website is provided on an "as is" basis without warranty of any kind, express or implied. The firm makes no representation as to the accuracy, completeness, or timeliness of any information on this website, including (without limitation) regulatory citations, market data, listing thresholds, and exchange-specific facts. Each market page is a summary; the underlying rules and regulations are subject to change without notice and should be verified against the relevant primary sources.

8. Intellectual property

All content on this website — including text, graphics, design, and structure — is the intellectual property of Securities-Backed Lending and is protected under applicable copyright, trademark, and design-right laws. No part of this website may be reproduced, distributed, or transmitted in any form without prior written permission.