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Pricing Lombard Loan Interest Rates & Costs

Lombard loan interest rates and costs.

The cost of a Lombard loan is a reference rate plus a spread. There is no published rate card; the spread reflects the specific position. This is how the pricing is built, and what moves it.

01 · How Pricing Works
Reference Rate + Spread

Built from two parts.

The interest cost of a Lombard loan — a securities-backed loan, or stock loan — is typically structured as a reference rate plus a spread: a market benchmark in the loan currency, such as SOFR, SONIA, or EURIBOR, plus a margin that reflects the risk of the specific transaction. There is no published rate card. The reference rate moves with the market; the spread is set per position, and its principal drivers are the loan-to-value, the recourse profile, the tenor, and the liquidity and volatility of the underlying.

02 · The Components
What You Pay

The parts of the cost.

The components of Lombard loan pricing: the reference rate, the spread, and any arrangement or third-party costs, with what each is and what moves it.
Component What it is What moves it
Reference rate A market benchmark in the loan currency (for example SOFR, SONIA, or EURIBOR). Prevailing money-market and central-bank rates; the currency the loan is drawn in.
Spread (margin) The margin added over the reference rate for the specific transaction. The loan-to-value, the recourse profile, the tenor, and the liquidity and volatility of the underlying.
Arrangement / structuring Any one-off fee for structuring and documentation, where applicable. The complexity of the structure and jurisdiction; agreed per transaction, with no rate card.
Third-party costs Qualified custody, and the borrower’s own legal counsel. The custodian and the counsel the borrower chooses.

A general description of pricing structure, not a quote or a rate card. Specific rates, spreads, and fees are set per position after review. See the disclosures.

03 · What Moves the Spread
The Levers

Why one position prices differently.

  • i
    Loan-to-value. A higher LTV leaves the lender a thinner cushion, so it generally carries a wider spread; a more conservative LTV prices more tightly. How the LTV itself is set is covered in how much you can borrow against shares.
  • ii
    Recourse profile. A non-recourse structure puts the tail risk on the lender and prices wider than a full-recourse one; the difference is the cost of the downside protection.
  • iii
    Liquidity and volatility of the underlying. A deep, stable, large-cap underlying prices more tightly than a thin, volatile, or concentrated one, because the collateral is easier to value and to exit.
  • iv
    Tenor and currency. The term of the loan and the currency it is drawn in both feed the price; a cross-currency structure adds a hedging consideration on top of the coupon.

Because these levers interact, two positions of the same size can price very differently. This is why the firm publishes no rate card, and why the structure, not the headline rate, is the right basis for comparison — the argument set out in Why Structuring Beats Pricing.

04 · No Rate Card
Why No Published Rate

Why there is no rate card.

A published rate would imply that price is a function of the loan alone. It is not: it is a function of the position and the structure. The reference rate is public and moves with the market; the spread is where the position is priced, and it can only be set after a review of the specific collateral, the structure, and prevailing institutional credit conditions. Indicative pricing is issued alongside indicative terms, typically within one to two business days of an enquiry, and always as part of a structure rather than as a standalone number.

05 · FAQ
Common Questions

On rates and costs.

Q · 01 What is the interest rate on a Lombard loan?
There is no single published rate. The cost is typically structured as a reference rate plus a spread: a market benchmark in the loan currency (such as SOFR, SONIA, or EURIBOR) plus a margin set for the specific transaction. The reference rate moves with the market; the spread is calibrated to the position and the structure, and is issued as indicative pricing after a review, with no rate card.
Q · 02 How is a securities-backed loan priced?
As a reference rate plus a spread. The reference rate is a public money-market benchmark in the currency of the loan. The spread is the margin over it, and it reflects the loan-to-value, the recourse profile, the tenor, and the liquidity and volatility of the underlying. Only the drawn amount carries a cost, and the coupon is paid periodically or accrued and settled at maturity.
Q · 03 Does a higher loan-to-value cost more?
Generally, yes. A higher LTV leaves the lender a thinner cushion against a fall in the shares, so it usually carries a wider spread; a more conservative LTV prices more tightly. Recourse works the same way: a non-recourse structure, which shifts the tail risk to the lender, prices wider than a full-recourse one. The price reflects the risk of the specific structure.
Q · 04 Are there costs beyond the interest?
There can be. Alongside the coupon, a transaction may involve a one-off arrangement or structuring fee where applicable, plus third-party costs such as qualified custody and the borrower’s own legal counsel. All of these are agreed per transaction; the firm publishes no rate card. The specific costs for a position are set out with the indicative terms.
Q · 05 Why is there no published rate?
Because price is a function of the position and the structure, not of the loan alone. The reference rate is public, but the spread, where the position is actually priced, can only be set after reviewing the specific collateral, the structure, and prevailing institutional credit conditions. A published rate would imply a standardised product; a bespoke securities-backed loan is not one.
Written by

Etienne Marchand

Managing Principal

Etienne Marchand leads the firm’s structuring practice, with more than two decades arranging financing against concentrated listed-equity positions for founders, controlling shareholders, and family offices. He carries principal responsibility for transaction structuring across the firm’s global markets.

Securities-backed lending · Structured finance · Equity capital markets · Collateralised lending

Last reviewed 14 July 2026. This page describes pricing structure in general terms and is not a quote, a rate card, or personalised advice; see our editorial standards and disclosures.

Indicative pricing for a specific position?

Submit a confidential enquiry. A senior principal will issue indicative terms and pricing, typically within one to two business days.